Paraplanner

Job Description

Financial Service firm seeks a highly energized and confident individual who will thrive in a busy environment to serve as Paraplanner. Candidate must be extremely professional in appearance and manner, willing to accept direction, quick to learn new things, and computer savvy. Paraplanner will assist Financial Advisors in managing and organizing office workflow.

Responsibilities

Essential Duties and Responsibilities:

• Organize, coordinate, and maintain client paperwork

• Correspond with clients to complete new accounts, asset transfers, and other forms

• Handle routine matters for client accounts, including processing name and address changes, account applications and bank authorizations, answering client questions via telephone and face to face

• Research and resolve client service problems by contacting Home Office and Sponsor Companies to resolve problems or errors as needed

• Ensure office procedures are followed

• Complete transactions from start to finish

• Verify licensing of advisors and monitor continuing education requirements

• Maintain compliance records

• Record all transactions on appropriate logs

• Set up files correctly and obtain necessary information

• Additional duties may be assigned as needed

Required Qualifications

Ideal Education & Experience:

• 3 years of Financial Service Experience preferred
• Bachelor’s Degree or Equivalent Experience
• FINRA licensed or Capable of becoming fully licensed in 12 months
• (SIE, Series 7, Series 66, State Insurance)

Compensation and Hours:

• Compensation: Depends on experience

• As a full time employee you are also eligible for our benefits program, which includes medical, dental, vision, life & disability insurance, 401(k), PTO, education reimbursement, holiday pay and other benefits

• Office hours are Monday – Friday 8:00am to 5:00pm

About Our Company

At Ameriprise Financial, we’re not just in the business of helping clients with their financial goals – we also help our advisors and employees reach their true potential by embracing an inclusive and collaborative culture. We celebrate the unique qualities and reward the contributions of our talented, passionate employees. If you’re motivated and want to work for a strong, ethical company that cares about you and your community, take the next step with Ameriprise Financial.

Ameriprise Financial is an equal opportunity employer. We consider all qualified applicants without regard to race, color, religion, sex, national origin, genetic information, age, sexual orientation, citizenship, gender identity, disability, veteran status, marital status, family status or any other basis prohibited by law.