Why you should apply for a job with Bank of America:
Bank of America is on Fairygodboss’ Best Finance Companies for Women of 2018.
- 56%
Reviewers say women are treated fairly and equally to men
- 73%
Reviewers say the CEO supports gender diversity
A competitive benefits and programs have earned us recognition by Working Mother magazine for more than 30 years,
Employee Financial Services offers U.S. employees financial education and special access to financial products, services and expertise.
Offers comprehensive domestic partner benefits to U.S. employees and incorporate sexual orientation into non-discrimination policies.
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Position summary
Job Description:
Experienced professional in broker dealer regulatory reporting focusing on 15c3-3 reserve reporting requirements. Reviews periodic regulatory calculations and control processes for U.S. regulated broker dealer entities. Reviews/approves data submissions for regulatory reporting teams.
Description:
Senior Regulatory Controller 15c3-3
Preparation, review and approval of daily and month end 15c3-3 Reserve Formula computation.
Responsible for the maintenance of 15c3-3 reserve procedures, control documentation and spreadsheet compliance.
Responsible for responding to queries from business partners related to the daily 15c3-3 computation.
Interacting and providing support to FINRA, SEC, CFTC, Internal, and public auditors
Review and preparation of month end 15c3-3 schedules for FOCUS Reporting
Supervising offshore team for tasks related to 15c3-3 computations
Assist in team development and training
Required Skills:
+10 years of professional experience supporting 15c3-3
Bachelor’s degree (or higher) (finance or accounting strongly preferred)
Strong control mindset
Ability to work on multiple, complex tasks simultaneously and against aggressive deadlines
Strong problem solving skills and analytical abilities
Strong organizational, communication and presentation skills
Ability to work well both independently, within the team and collaboratively across the organization.
Strong attention to details
Advanced experience/skills with Excel
Desired Skills:
Previous experience in the financial services industry
FINRA Series 99 or 27 licensed
CPA or equivalent a plus
Shift:
1st shift (United States of America)
Hours Per Week:
40
What are Bank of America perks and benefits
Paid maternity
Paid paternity
Paid adoptive
About the company
At Bank of America, we’re creating real, meaningful relationships with individuals, businesses and communities to help them focus on what matters most. Every day, we connect with 57 million customers, using our skills and expertise to help make their lives better.
We are committed to attracting and retaining top talent around the world to ensure we continue to deliver ...
Why you should apply for a job with Bank of America:
Bank of America is on Fairygodboss’ Best Finance Companies for Women of 2018.
- 56%
Reviewers say women are treated fairly and equally to men
- 73%
Reviewers say the CEO supports gender diversity
A competitive benefits and programs have earned us recognition by Working Mother magazine for more than 30 years,
Employee Financial Services offers U.S. employees financial education and special access to financial products, services and expertise.
Offers comprehensive domestic partner benefits to U.S. employees and incorporate sexual orientation into non-discrimination policies.