Regulatory Relations Associate Director

Are you ready to explore a world of possibilities?

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Join our DTCC family, and you’ll grow your expertise and become the best version of you. As you embark on a new journey, you’ll be supported and surrounded by other professionals as you learn new skills, advance your career, and see the impact of your efforts every day.

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Pay and Benefits:

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n- Competitive compensation, including base pay and annual incentive n- Comprehensive health and life insurance and well-being benefits, based on location n- Retirement benefits n- Paid Time Off and other leave of absence n- Flexible/Hybrid Work Arrangements (collaborating in the office Tuesdays and Wednesdays) n

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Why you'll love this job:

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The candidate will be a member of the DTCC Regulatory Relations Department supporting the team that handles regulatory matters for DTCC's regulated entities including their clearing agencies.

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Primary Responsibilities: 

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n- Assist in processing regulatory requests for information by gathering information from personnel at all levels from various departments across DTCC. Review responses for timeliness and responsiveness, track follow-up items, and facilitate the submission of responsive information to regulators. n- Facilitate meetings with regulatory agencies and management, including preparing key messages to present when working with regulators. n- Identify and analyze relevant rule filings, information requests, public meetings, and other actions of regulatory agencies, global standard setting bodies. and the U.S. Government for regulatory policy and supervisory developments. n- Produce summaries, reports, and other written work product for internal dissemination. n- Produce briefing documents and presentations for meetings, conferences and other engagements. n- Contribute to internal management reporting with respect to examinations, meetings, and other ad-hoc requests, as necessary. n- Generally assist the DTCC Regulatory Relations leadership team, as necessary. n

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**NOTE: The Primary Responsibilities of this role are not limited to the details above. **

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Talents Needed for Success:

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n- Minimum of 5-7 years of related experience inclusive of graduate/law school, as applicable  n- Bachelor's degree preferred or equivalent experience  n

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Additional Qualifications 

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n- Minimum of 5 years of related experience in the financial services industry with experience in a regulatory or support and control function such as Legal, Compliance, Audit or Risk, or regulatory/litigation experience at a law firm n- Bachelor's degree required. Paralegal experience is a plus. JDs should also apply. n

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Who We Are:

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DTCC is the heart of the post-trade market infrastructure for the global financial services industry. From 21 locations all over the world, DTCC, through its subsidiaries, automates, centralizes and standardizes the processing of financial transactions, mitigating risk, increasing transparency and driving efficiency for thousands of broker/dealers, custodian banks and asset managers. In 2020, DTCC’s subsidiaries processed securities transactions valued at more than U.S. $2.3 quadrillion.

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We are an equal opportunity employer and value diversity at our company. We do not discriminate on the basis of race, religion, color, national origin, sex, gender, gender expression, sexual orientation, age, marital status, veteran status, or disability status. We will ensure that individuals with disabilities are provided reasonable accommodation to participate in the job application or interview process, to perform essential job functions, and to receive other benefits and privileges of employment. Please contact us to request accommodation.