Why you should apply for a job to Mizuho Americas:
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Position summary
About the Team
The Americas Compliance Department (“ACD”) manages compliance risk and provides compliance support services in the United States for Mizuho Bank, Ltd. and its U.S. subsidiary bank, Mizuho Bank (USA) and Mizuho Americas LLC, the U.S. bank holding company for Mizuho Financial Group. ACD manages compliance and regulatory risk by establishing compliance policies, providing training, advising on U.S. regulatory matters, monitoring anti-money laundering and know your customer matters, conducting compliance reviews, and coordinating regulatory examinations.
Summary
The individual will be joining the Compliance Equity advisory team reporting to the Managing Director who leads the team. The team of three is located on the equity trading floor at the Firm’s midtown NYC office.
Requirements:
Bachelor’s Degree
Providing advice on general trading rules and regulations and advising on real time trading issues
Coordinate with Business, Legal, and Technology to address outstanding issues and new desk initiatives
Developing and drafting compliance policies, procedures and guidelines
Creating content for the Firm’s compliance training programs
Interacting with regulators and industry groups to analyze new rules/changes and formulate practical solutions
Strong knowledge of general trading rules/regulations (SEC, FINRA, NYSE, Nasdaq, CBOE, etc.)
Experience with ACT, CAT Reporting, BlueSheets, Trade Surveillance, Email Review, 15c3-5
Strong analytical skills required
Effective communication skills
Ability to handle multiple tasks simultaneously and work under pressure
Assist with regulatory and internal investigations and audits
Preferred Qualifications
7-10+ years Compliance/Legal/Regulatory background
The expected base salary ranges from $135,500 -$250,000. Salary offers are based on a wide range of factors including relevant skills, training, experience, education, and, where applicable, certifications and licenses obtained. Market and organizational factors are also considered. In addition to salary and a generous employee benefits package, successful candidates are eligible to receive a discretionary bonus.
Other requirements
Mizuho has in place a remote working program, with varying opportunities for remote work depending on the nature of the role, needs of your department, as well as local laws and regulatory obligations.
Company Overview
Mizuho Americas is a leading financial institution comprising several legal entities, which together offer clients corporate and investment banking, financing, securities, treasury services, asset management, research and more. Mizuho’s operations in the Americas connect a broad client base of major corporations, financial institutions and public sector groups to local markets and a vast global network. Mizuho Americas is an integral part of the Japan-based Mizuho Financial Group, Inc. (NYSE: MFG), which is comprised of offices in nearly 40 countries, approximately 60,000 employees, and assets of more than USD 1.8 trillion. Learn more at mizuhoamericas.com.
Mizuho Bank Ltd. offers a competitive total rewards package.
We are an EEO/AA Employer - M/F/Disability/Veteran.
We participate in the E-Verify program.
We maintain a drug-free workplace and perform pre-employment substance abuse testing.
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What are Mizuho Americas perks and benefits
Child care subsidies
Elder care
Care-taking PTO
Networking
Coaching
Sponsorship program
Paid maternity
About the company
This is not your typical financial institution. It’s our people who make us a cut above. Here, every person is respected because of their differences, not in spite of them. We pride ourselves on a culture of purpose, passion and compassion. At Mizuho, we provide the stability of an international industry leader with the career trajectory of a growing business. Our ...