Come Work with Us!
At RBC, our culture is deeply supportive and rich in opportunity and reward. You will help our clients thrive and our communities prosper, empowered by a spirit of shared purpose.
Whether you’re helping clients find new opportunities, developing new technology, or providing expert advice to internal partners, you will be doing work that matters in the world, in an environment built on teamwork, service, responsibility, diversity, and integrity.
Risk Surveillance Analyst
What is the opportunity?
The Surveillance Analyst ensures RBC Wealth Management (the firm) is meeting its supervisory and regulatory obligations relative to communications with the public and other financial advisor (FA) activities as set forth by firm policy, FINRA, and other regulators.
The Surveillance Analyst helps identify and mitigate risks to the firm by
performing initial reviews, screening, and investigation of e-communications (including, but not limited to email, texts, and documents) that are sent to and received by PCG employees subject to the Firm’s e-communications surveillance system.
using existing reports, and providing input on the development of new reports, to surveil potentially fraudulent online activities, trading and investment activities, and data loss prevention.
What will you do?
What do you need to succeed?
What’s in it for you?
We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.
Minneapolis, Minnesota, United States of America
United States of America
I****nclusion** and Equal Opportunity Employment**
At RBC, we embrace diversity and inclusion for innovation and growth. We are committed to building inclusive teams and an equitable workplace for our employees to bring their true selves to work. We are taking actions to tackle issues of inequity and systemic bias to support our diverse talent, clients and communities.
We also strive to provide an accessible candidate experience for our prospective employees with different abilities. Please let us know if you need any accommodations during the recruitment process.
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Expand your limits and create a new future together at RBC. Find out how we use our passion and drive to enhance the well-being of our clients and communities at https://rbc.com/careers.