#JR-25006034
partner to the firm's Regulatory Relations team, Regulatory Investigations Group and Legal, Risk and Compliance partners to ensure the business' regulatory strategy and engagement is properly coordinated across the firm
Key Responsibilities:
Define Global Markets strategic approach to regulatory change, exams, enforcement issues and engagement to influence potential outcomes, while reflecting the firm's commitment to compliance excellence
Proactively identify new regulations that will impact GM, in collaboration with partner organizations, and support GM leadership in designing implementation strategies
Identify opportunities to provide feedback and input to regulators during rule making comment periods, where appropriate
Draft preparatory materials, including briefings and talking points, for Global Market senior business leadership on regulatory matters
Collaborate with business leaders to provide guidance on regulatory matters and continually enhance the framework to identify, assess, control, and monitor regulatory communication
Lead and guide Global Markets team members through exam and interaction process by providing advisory service for engagement
Establishing and developing effective relationships with business and functional leaders to obtain information / documentation to respond to regulatory requests proactively and on time with quality
Requirements/Qualifications
Minimum 10 years of relevant experience with securities / commodities / bank regulators
Law degree preferred
Strong knowledge of the Global Markets business and emerging regulation(s)
Deep knowledge of the regulatory engagement process and financial markets
Experienced leader
Strong interpersonal skills and ability to work collaboratively with people at all levels of the organization
Ability to build partnerships; independently resolve conflict with awareness of when to escalate.
Exceptional written and verbal communication
Excellent project management and organizational skills with capability to handle multiple projects at one time
Shift:
1st shift (United States of America)
Hours Per Week:
40
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