Regulatory & Compliance, Associate- Regulatory Reporting

iCapital

4.5

(23)

Salt Lake City, UT

Why you should apply for a job to iCapital:

  • 4.5/5 in overall job satisfaction
  • 4.7/5 in supportive management
  • 96% say women are treated fairly and equally to men
  • 100% would recommend this company to other women
  • 70% say the CEO supports gender diversity
  • Ratings are based on anonymous reviews by Fairygodboss members.

    #8468656002

    Position summary

    ndustry-wide compliance initiatives as well as important federal, state, and non-U.S. regulatory developments and conduct analyses on how such developments impact our activities.

    • Recommend solutions to resolve regulatory challenges.
    • Liaise with other internal and external stakeholders.

    Qualifications

    • Bachelor's degree in a related field
    • 2-5 years of experience, primarily focused on private funds and registered investment advisers
    • Strong knowledge of various reporting obligations of registered investment advisers (Form ADV; Form PF), private funds (Form D; blue-sky) and reports required under the 1934 Act
    • Excellent verbal communication skills and strong ability for personal interaction
    • Thrives in a fast-paced environment with a continuous learning mindset
    • Self-motivated with robust project management and process development skills

    Benefits

    The base salary range for this role is $70,000 to $85,000. iCapital offers a compensation package which includes salary, equity for all full-time employees, and an annual performance bonus. Employees also receive a comprehensive benefits package that includes an employer matched retirement plan, generously subsidized healthcare with 100% employer paid dental, vision, telemedicine, and virtual mental health counseling, parental leave, and unlimited paid time off (PTO).

    We believe the best ideas and innovation happen when we are together. Employees in this role will work in the office Monday-Thursday, with the flexibility to work remotely on Friday.

    For additional information on iCapital, please visit https://www.icapitalnetwork.com/about-us Twitter: @icapitalnetwork | LinkedIn: https://www.linkedin.com/company/icapital-network-inc | Awards Disclaimer: https://www.icapitalnetwork.com/about-us/recognition/

    iCapital is proud to be an Equal Employment Opportunity and Affirmative Action employer. We do not discriminate based upon race, religion, color, national origin, gender, sexual orientation, gender identity, age, status as a protected veteran, status as an individual with a disability, or other applicable legally protected characteristics.

    Why you should apply for a job to iCapital:

  • 4.5/5 in overall job satisfaction
  • 4.7/5 in supportive management
  • 96% say women are treated fairly and equally to men
  • 100% would recommend this company to other women
  • 70% say the CEO supports gender diversity
  • Ratings are based on anonymous reviews by Fairygodboss members.