Regulatory Relations

Mizuho Americas

3.6

(5)

New York, NY

Why you should apply for a job to Mizuho Americas:

  • 4.3/5 in supportive management
  • 80% say women are treated fairly and equally to men
  • 80% say the CEO supports gender diversity
  • Ratings are based on anonymous reviews by Fairygodboss members.
  • Paid maternity leave is available from 1 month before the due date to 2 months after the due date.
  • Our Employee Resource Groups advance diversity & inclusion by encouraging colleagues to pursue programming that is purposeful & impactful.
  • Mizuho offers the option of flexible working hours, such as flextime and staggered working hours, to suit the needs of each workplace.
  • #R6042

    Position summary

    ns, routine continuous monitoring meetings and other regulatory interactions. The AVP will also assist in the oversight of regulatory remediation program and associated reporting to senior management and regulators. The AVP will liaise and collaborate with relevant, firm-wide stakeholders to ensure regulatory deliverables are comprehensively addressed in a timely manner.**

    Responsibilities

    • Assist in the Management of Supervisory Examinations and Routine Continuous Monitoring Activities:

    • Support business and control functions in examinations. Responsibilities include, but not limited to, setting up exam SharePoint site, drafting regulatory responses with stakeholders, developing briefing materials and regulatory meeting presentation materials, taking meeting minutes, setting up internal preparation meetings and tracking regulatory requests and firm's responses.

    • Assist in the Management of the Remediation Program Framework:****

    • Assist in various remediation workstreams to support the firmwide regulatory remediation program.

    • Support business and control functions in regulatory findings remediation. Responsibilities include, but not limited to, drafting Management Response Letter and remediation plan with stakeholders, developing regulatory meeting presentation materials, taking meeting minutes, setting up internal meetings and tracking and monitoring milestones.

    • Develop BAU reports to manage and track the status of regulatory deliverables

    • Facilitate escalation and resolution of any material issues, delays or stakeholder conflicts.

    • Assist in the monthly Regulatory Remediation Oversight Committee, including analysis of regulatory activity data, development of meeting materials and minutes.

    • Assist in the development of presentations for various internal committees and senior management.

    • Maintain data integrity related to regulatory commitments within the firm's GRC tool.

    • Enhance R****egulatory Awareness within the Firm:****

    • Collaborate with Regulatory Change Management Team to keep abreast of the changes in laws, rules and regulations.

    • Assist in the preparation of weekly Regulatory Highlights and briefing materials for senior management.

    **
    Qualifications**

    • Bachelor's degree or equivalent required.

    • 5+ years of experience in financial institution.

    • Banking/Regulatory Experience:

    • General knowledge of financial products and businesses, risk stripes, operations, treasury, compliance, financial crimes and IT/cyber risks.

    • Direct experience in Regulatory Affairs function.

    • Familiarity with the regulatory oversight process as it relates to FRB, DFS, and other U.S. regulators.

    • Experience in review of bank regulations related to bank holding companies/intermediate holding companies.

    • Technical Skills:

    • Excellent verbal and written communication skills, including high level of attention to details.

    • High proficiency in all of Microsoft Office Suites, especially Excel and PowerPoint.

    • Ability to work with SharePoint and GRC tools, including proposing and executing enhancements and assessing the impact to end users, reporting, etc.

    • Execution Skills:

    • Highly organized to meet difficult deadlines across multiple regulators and businesses.

    • High attention to details to ensure accurate regulatory deliverables.

    • Ability to execute some BAU programs and operations with minimal supervision.

    • Ability to engage with internal stakeholders and develop strong internal network across businesses and control functions.

    • Experience in operating in large, complex organizations.

    The expected base salary ranges from $127,000.00K - $150,000.00k. Salary offers are based on a wide range of factors including relevant skills, training, experience, education, and, where applicable, certifications and licenses obtained. Market and organizational factors are also considered. In addition to salary and a generous employee benefits package, successful candidates are eligible to receive a discretionary bonus.

    #LI-Hybrid
    #LINR1

    Other requirements

    Mizuho has in place a hybrid working program, with varying opportunities for remote work depending on the nature of the role, needs of your department, as well as local laws and regulatory obligations. Roles in some of our departments have greater in-office requirements that will be communicated to you as part of the recruitment process

    Company Overview

    Mizuho Financial Group, Inc. is the 15th largest bank in the world as measured by total assets of ~$2 trillion. Mizuho's 60,000 employees worldwide offer comprehensive financial services to clients in 35 countries and 800 offices throughout the Americas, EMEA and Asia. Mizuho Americas is a leading provider of corporate and investment banking services to clients in the US, Canada, and Latin America. Through its acquisition of Greenhill, Mizuho provides M&A, restructuring and private capital advisory capabilities across Americas, Europe and Asia. Mizuho Americas employs approximately 3,500 professionals, and its capabilities span corporate and investment banking, capital markets, equity and fixed income sales & trading, derivatives, FX, custody and research. Visit https://www.mizuhoamericas.com .

    Mizuho Americas offers a competitive total rewards package.

    We are an EEO/AA Employer - M/F/Disability/Veteran.

    We participate in the E-Verify program.

    We maintain a drug-free workplace and reserve the right to require pre- and post-hire drug testing as permitted by applicable law.

    #LI-MIZUHO

    Why you should apply for a job to Mizuho Americas:

  • 4.3/5 in supportive management
  • 80% say women are treated fairly and equally to men
  • 80% say the CEO supports gender diversity
  • Ratings are based on anonymous reviews by Fairygodboss members.
  • Paid maternity leave is available from 1 month before the due date to 2 months after the due date.
  • Our Employee Resource Groups advance diversity & inclusion by encouraging colleagues to pursue programming that is purposeful & impactful.
  • Mizuho offers the option of flexible working hours, such as flextime and staggered working hours, to suit the needs of each workplace.