Senior Investment Manager

ment to client goals and strategies. Oversee preparation and present client performance review reports to measure progress to goals. Serves as subject matter expert for all investment-related questions that come in from clients.

Role Responsibilities

• Define and own team's investment management philosophy and process

• Establish a scalable, disciplined investment process

• Build team's investment and portfolio management knowledge and skills

• Supervise research and development of portfolio recommendations for Investment Committee review

• Lead weekly Investment Committee meetings

• Oversee the review and management of team proprietary models to align with the Investment Committee decisions

• Monitor the generation and delivery of investment management tools, including but not limited to investment proposal, CRC, etc.

• Oversee the management of client portfolios to align with client goals, objectives, risk tolerance and time horizons

• Develop book pricing model for FA team and oversee analysis on an ongoing basis

• Convey pricing to ensure client's understanding of the value of advice and accompanying solutions

• Deep understanding of the CIO philosophy & ongoing monitoring of strategy changes based on current market environment

• Monitor and respond to market and non-financial current events

• Analyze and understand Merrill and third party research

• Create analytical reports for FAs to review client investment portfolio performances against market returns

• Develop and present client recommendations/changes based on client goals, risk tolerance, time horizon and objectives

• Lead one-on-one and group client facing dialogue and commentary on market trends and overall investment management topics

• May oversee the work of additional teammates aligned to investment management, provide training and development

• Engage home office partners and leaders to manage escalation and resolution of complex issues

Qualifications

• Series 7, 63/65 or 66 or equivalent; must obtain all state registrations in support of Financial Advisor(s) and Advisor Team(s)

• SAFE Act Registration; ADV-2B Required

• CFA®, or CIMA® designation preferred or obtain and/or maintain at least one firm approved designation

• Possess and demonstrate strong communication skills

• Superior relationship management skills to partner effectively across the entire Wealth Management space

• Strong analytical and portfolio management skills with the ability to identify trends and implement investment strategies to increase growth and mitigate risk

• Ability to make sound decisions through a deep understanding of investment management best practices and policies/procedures with a strong risk mindset

• Ability to identify client needs and concerns, and articulate appropriate approach to align solutions to goals in a suitable and controlled way

• LOS 10+ years or relevant Industry experience

Shift:
1st shift (United States of America)

Hours Per Week:
40