Principal Compliance Lead

d/or M&A. Fixed income and/or derivative experience is a plus.

• You pride yourself on building meaningful relationships and establishing trust.

• You take initiative by identifying issues, performing complex analytics, and sharing recommendations on complex and broad matters.

• You possess strong written and oral communications skills enabling you to engage with a diverse group of associates, senior business leaders and a diverse group of individuals outside the organization.

• You demonstrate sound judgment, nimble learning, a high degree of intellectual curiosity and the ability to deal with ambiguity to resolve matters of high complexity.

Southern California Base Salary Range: $173,211-$277,138

In addition to a highly competitive base salary, per plan guidelines, restrictions and vesting requirements, you also will be eligible for an individual annual performance bonus, plus Capital's annual profitability bonus plus a retirement plan where Capital contributes 15% of your eligible earnings.

You can learn more about our compensation and benefits here.

• Temporary positions in Canada and the United States are excluded from the above mentioned compensation and benefit plans.

We are an equal opportunity employer, which means we comply with all federal, state and local laws that prohibit discrimination when making all decisions about employment. As equal opportunity employers, our policies prohibit unlawful discrimination on the basis of race, religion, color, national origin, ancestry, sex (including gender and gender identity), pregnancy, childbirth and related medical conditions, age, physical or mental disability, medical condition, genetic information, marital status, sexual orientation, citizenship status, AIDS/HIV status, political activities or affiliations, military or veteran status, status as a victim of domestic violence, assault or stalking or any other characteristic protected by federal, state or local law.