Audit Manager

s a flexible/hybrid model of 3 days onsite and 2 days remote (onsite Tuesdays, Wednesdays and a third day unique to each team or employee).

The Impact you will have in this role:
As part of the Internal Audit Department, the Associate Director is predominantly focused on leading and executing the audit planning, fieldwork and reporting. The primary measure of success is identifying meaningful potential issues about the design and effectiveness of controls and creating reliable documentation to support the audit conclusion. The Associate Director must manage auditee relationships, be a good team player, and take accountability for their personal growth and professional development.
Your Primary Responsibilities:

• Strategic Control Impact: Identifies substantial issues in which controls are not properly designed or are not operating effectively. Assesses the risk and control environment for processes within coverage areas. Validates the remediation of issues and completion of action plans under the guidance of a supervisor. Understands the financial services industry and risk and control environment for coverage areas and identifies new risks.

• Audit Execution: Function as the in-charge or assist on audits, the Audit Manager is responsible for execution of audit planning, fieldwork, and reporting. Designs and drives risk-focused audit tests within the allocated budget, notifying the Director promptly of issues that arise or when budgets or timelines are at risk. Writes and speaks clearly and concisely and can demonstrate detailed knowledge of that area being audited. Understands and performs root cause analysis for issues; possesses and demonstrates a strong understanding of audit techniques.

• Quality Process Demonstrates a strong knowledge of our policies & procedures, particularly work paper documentation standards. Independently review and prepares work papers that fully align with IAD policies and procedures. Participates in continuous improvement initiatives. Aligns risk and control processes into day-to-day responsibilities to monitor and mitigate risk; escalates appropriately.

**NOTE: The Primary Responsibilities of this role are not limited to the details above. **
Qualifications:

• Minimum of 7 years of related experience
• Bachelor's degree required, preferably with a technology-related major, or equivalent experience.

Talents Needed for Success:

• Certifications related to the candidate's coverage responsibilities are beneficial, but not required, such as Certified Information Systems Auditor (CISA).

• Aligns risk and control processes into day to day responsibilities to monitor and mitigate risk; escalates appropriately

• Capable of identifying, assessing and advising on risks for, IT general and application controls

The salary range is indicative for roles at the same level within DTCC across all US locations. Actual salary is determined based on the role, location, individual experience, skills, and other considerations. We are an equal opportunity employer and value diversity at our company. We do not discriminate on the basis of race, religion, color, national origin, sex, gender, gender expression, sexual orientation, age, marital status, veteran status, or disability status. We will ensure that individuals with disabilities are provided reasonable accommodation to participate in the job application or interview process, to perform essential job functions, and to receive other benefits and privileges of employment. Please contact us to request accommodation.