CFO Embedded Risk Senior Associate

e DTCC a global leader in the financial services industry.

Pay and Benefits:

• Competitive compensation, including base pay and annual incentive

• Comprehensive health and life insurance and well-being benefits, based on location

• Pension / Retirement benefits

• Paid Time Off and Personal/Family Care, and other leaves of absence when needed to support your physical, financial, and emotional well-being.

• DTCC offers a flexible/hybrid model of 3 days onsite and 2 days remote (onsite Tuesdays, Wednesdays and a third day unique to each team or employee).

The Impact you will have in this role:

The Embedded Risk Senior Associate supports assigned CFO teams in managing, monitoring, and reporting on operational risk. The ERM is a trusted advisor on managing risk and improving the assigned financial functions' control environments. More specifically, the ERM will support: documenting risk and control assessments, completing control testing, writing and maintaining operating procedures and related control inventories, mapping processes, and fulfilling team and department-wide deliverables, such as requests from control groups (e.g., Compliance).

Your Primary Responsibilities:

• Control Environment Assessments: Examine internal controls, document findings and potential issues.

• Administration: Provide day-to-day administration of risk management activities, including tracking completion of action plans, documentation reviews, and control group requests.

• Control Testing: Assist teams with developing, completing, monitoring and reporting on management's control tests

• Process Mapping: Assist with documenting end-to-end process maps.

• Risk/Control Inventories: Maintain risk & control inventories, and facilitate teams' timely review of them.

• Risk Profiles: Assist with Completing quarterly risk profiles for the Chief Financial Office.

• Action Plans: Advise on action plans to remediate audit findings and operational risk incidents and track their completion.

• Procedure Maintenance: Assist teams with writing and maintaining accurate procedures, verify edits meet documentation standards.

• Control Group Deliverables: Help teams interpret and fulfill requests from our internal control groups.

• Metrics: Assist with developing, maintaining, and reporting on key risk indicators and performance measurements.

• Aligns risk and control processes into day to day responsibilities to monitor and mitigate risk; advances appropriately

Qualifications:

• Minimum of 6 years of related experience

• Bachelor's degree preferred or equivalent experience

Talents Needed for Success:

The salary range is indicative for roles at the same level within DTCC across all US locations. Actual salary is determined based on the role, location, individual experience, skills, and other considerations. We are an equal opportunity employer and value diversity at our company. We do not discriminate on the basis of race, religion, color, national origin, sex, gender, gender expression, sexual orientation, age, marital status, veteran status, or disability status. We will ensure that individuals with disabilities are provided reasonable accommodation to participate in the job application or interview process, to perform essential job functions, and to receive other benefits and privileges of employment. Please contact us to request accommodation.

About Us

With over 50 years of experience, DTCC is the premier post-trade market infrastructure for the global financial services industry. From 20 locations around the world, DTCC, through its subsidiaries, automates, centralizes, and standardizes the processing of financial transactions, mitigating risk, increasing transparency, enhancing performance and driving efficiency for thousands of broker/dealers, custodian banks and asset managers. Industry owned and governed, the firm innovates purposefully, simplifying the complexities of clearing, settlement, asset servicing, transaction processing, trade reporting and data services across asset classes, bringing enhanced resilience and soundness to existing financial markets while advancing the digital asset ecosystem. In 2024, DTCC's subsidiaries processed securities transactions valued at U.S. $3.7 quadrillion and its depository subsidiary provided custody and asset servicing for securities issues from over 150 countries and territories valued at U.S. $99 trillion. DTCC's Global Trade Repository service, through locally registered, licensed, or approved trade repositories, processes more than 25 billion messages annually. To learn more, please visit us at https://www.dtcc.com or connect with us on LinkedIn , X , YouTube , Facebook and Instagram .

DTCC proudly supports Flexible Work Arrangements favoring openness and gives people freedom to do their jobs well, by encouraging diverse opinions and emphasizing teamwork. When you join our team, you'll have an opportunity to make meaningful contributions at a company that is recognized as a thought leader in both the financial services and technology industries. A DTCC career is more than a good way to earn a living. It's the chance to make a difference at a company that's truly one of a kind.

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