Capital Markets Internal Audit Principal

liquidity management, funding, and balance sheet management.

THE IMPACT YOU WILL MAKE

The Capital Markets Internal Audit Principal role will offer you the flexibility to make each day your own while working alongside people who care so that you can deliver on the following responsibilities:

Audit Leadership

• Develop and execute a risk-based audit plan for treasury and capital markets activities, including pricing, hedging, structured transactions, credit risk transfers, interest rate risk management, liquidity risk management, and related activities.

• Oversee planning, fieldwork, and reporting for audits, ensuring adherence to professional standards and internal policies.

• Act as the Subject Matter Expert for the department for Market Risk.

Risk and Control Assessment

• Conduct continuous risk monitoring and maintain an up-to-date risk profile for the Treasury and Capital Markets division.

• Identify emerging risks and recommend proactive control enhancements.

• Ensure a solid understanding of the key controls in place to prevent or detect unauthorized trading.

• Develop an audit approach to review front, middle, and back-office controls, including valuation, settlement, and risk limit framework development and monitoring.

Stakeholder Engagement

• Build and maintain strong relationships with senior business leaders, regulators, and external auditors.

• Communicate audit findings and recommendations clearly and effectively to executive management.

Team Development

• Mentor and coach a team of audit professionals, fostering a culture of excellence and continuous improvement.

• Provide coaching and career development opportunities to team members.

Regulatory and Industry Expertise

• Stay current on regulatory developments (SEC, FINRA, CFTC, FHFA, etc.) and industry best practices impacting treasury and capital markets.

• Ensure audit methodologies align with IIA Standards and applicable regulatory guidance.

THE EXPERIENCE YOU BRING TO THE TEAM

Minimum Required Experiences

• 8 years of experience in internal audit or risk management within financial services, with significant exposure to complex capital markets activities (i.e. investment banking).

• Bachelor's degree in accounting, Finance, Economics, or related field.

• Advanced degree or professional certification (CPA, CIA, CFA).

• Deep understanding of trading products, market risk, credit risk, and operational risk in capital markets and treasury activities.

• Strong leadership, communication, and stakeholder management skills.

• Ability to influence senior management and drive change across complex organizations.

• Prior experience leading audit planning, execution, and reporting.

Desired Experiences

• Knowledge and exposure to MBS, CMBS, and Whole Loan Mortgage transactions.

• Understanding of typical interest rate risk hedging strategies and related risk implications and measures.

• Experience with audit analytics and data-driven risk assessment.

• Familiarity with global regulatory frameworks and compliance requirements.

• Strategic mindset with ability to balance detail orientation and big-picture thinking.

Capital Markets - Internal Audit - Principal

Target Pay Range: $175,000 - $239,000 a year

Qualifications

Education:
Bachelor's Level Degree (Required)

The future is what you make it to be. Discover compelling opportunities at Fanniemae.com/careers.

For most roles, employees are expected to work onsite on a regular basis at their designated office location. In-office work cadence is determined by your manager. Proximity within a reasonable commute to your designated office location is preferred unless the job is noted as open to remote.

Fannie Mae is an equal opportunity employer and considers qualified applicants for employment without regard to race, color, religion, sex, national origin, disability, age, sexual orientation, gender identity/gender expression, marital or parental status, or any other protected factor. Fannie Mae is committed to providing reasonable accommodations to qualified individuals with disabilities who are employees or applicants for employment, unless to do so would cause undue hardship to the company. If you need assistance using our online system and/or you need a reasonable accommodation related to the hiring/application process, please complete this form .

The hiring range for this role is set forth below. Final salaries will generally vary within that range based on factors that include but are not limited to, skill set, depth of experience, certifications, and other relevant qualifications. This position is eligible to participate in a Fannie Mae incentive program (subject to the terms of the program). As part of our comprehensive benefits package, Fannie Mae offers a broad range of Health, Life, Voluntary Lifestyle, and other benefits and perks that enhance an employee's physical, mental, emotional, and financial well-being. See more here .

Requisition compensation:
175000
to
239000