Senior Internal Auditor - Capital Markets (Flexible Hybrid)

st in evaluating controls and in identifying control gaps. Conduct substantive testing, such as tests of detailed activities and transactions or analytical review tests.

• Document and maintain sufficient supporting information (such as flowcharts of end-to-end business processes) and facilitate the presentation of findings and conclusions in accordance with work paper standards.
• Identify and discuss audit findings with audit team and document exceptions. Assist with drafting audit reports and other key deliverables.
• Assist in coaching more junior team members on projects to help with their development

Qualifications
THE EXPERIENCE YOU BRING TO THE TEAM
Minimum Required Experience

• 2 years of relevant experience
• Capital markets and general mortgage industry knowledge

Desired Experience

• Bachelor's degree or equivalent in accounting, finance, or business administration preferred
• CIA, CPA, CISA certification strongly preferred or in the processes of obtaining
• Internal or external audit experience preferred
• Skilled in information retrieval, including fact gathering, conducting focus groups and interviews with the goal to arrive at conclusions, explain concepts and answer critical questions.
• Strong written and verbal communication skills
• Skilled in creating visual concepts, creating content, and editing content by hand or with the help of computer software to communicate ideas
• Skilled in presenting information and/or ideas to an audience in a way that is engaging and easy to understand
• Must be knowledgeable of the audit life cycle, including planning, design assessment, operating effectiveness testing, reporting, and issue monitoring
• Relationship management skills including managing and engaging stakeholders, customers, and vendors, and building relationship networks
• Experience working with individuals having different functional expertise respectfully and cooperatively while working toward a common goal
• Influencing skills including negotiating, persuading others, facilitating meetings, and resolving conflict
• Skilled in the Microsoft Office Suite
• Experience with RPA technology and data analytic tools, including Blue Prism, Power BI, Tableau, Alteryx and/or SQL, preferred but not necessary