Assistant Manager - Risk and Compliance

of cases escalated by the Alerts team

• The responsibilities include KYC Review, expanded Transaction Review, Due Diligence Research, Prior SAR/CTR filing review, and a decision to close with no risk or recommend the filing of a Suspicious Activity Reporting accompanied by a thorough analysis narrative.

• Identify comprehensive target set of compliance data for users across teams

• Monitor and evaluate compliance data and information collected in support of activities and initiatives

Required Technical and Professional Expertise

• Graduate with 5-7 years of experience in Anti Money Laundering, Enhanced due diligence, Customer identification program and Transaction Monitoring

• Working knowledge in US regulatory policies - Patriot Act, FATF etc

• Experience handling AML Investigation/ Case Investigation

• Ability to provide Recommendations for SAR and CTR Review

Preferred Technical and Professional Expertise

• Ambitious individual who can work under their own direction towards agreed targets/goals
• Proven analytical skills required to organize and analyse multiple, complex data sets as well as strong interpersonal and organizational skills
• Experience in financial services transaction data analysis, risk rating and Name Screening.
• Expertise into criminal investigation, CDD, Legal document review and compliance risk review