Financial Crime Risk Oversight Specialist (1713)

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Job Description:

Department Overview

The TD Bank Group (TD) Global AML Compliance Department is accountable for establishing TD's Global Anti-Money Laundering and Anti-Terrorist Financing Program (AML/ATF) to ensure that all TD businesses remain compliant with AML/ATF regulatory expectations in all jurisdictions where TD operates. This includes ensuring that businesses are aware of the legislation under which they are governed and providing advice and support as required. The team is also accountable for promoting regulatory compliance by developing and maintaining AML compliance programs, including relevant training, carrying out independent oversight monitoring and meeting reporting requirements.

Job Description

The AML Financial Crime Risk Oversight Specialist role will support the Senior Manager, Wealth & Insurance (W&I) Financial Crime Risk Management team (FCRM) in coordinating and streamlining all reporting for W&I FCRM team globally. This role also includes governance and enablement for the W&I FCRM team.

The general accountabilities of this role include but are not limited to the following:

• Develop strong relationships and work collaboratively with Senior Management and Business Relationship Managers who are responsible for providing the information that feeds into various reporting deliverables.

• Proactively identify opportunities to enhance reporting processes for increased efficiency and effectiveness.

• Contribute to the reporting of program results, trends, themes, and emerging risks, as delivered by the Head of AML, W&I.

• Issues Management - become the subject matter expert on TD's Issue Management System and act as the central point of contact for all findings raised by or for the team.

• Collaborates with other members of the FCRM W&I team to foster a "culture of compliance" within the business units and maintain effective working relationship with key stakeholders.

• Share knowledge, information, skills, and subject matter expertise among the team and ensure the timely communication of issues and encourage good working relationships with other functions and teams.

• Contribute to the development and implementation of AML Compliance programs related to all aspects of AML/ATF laws.

• Maintain a culture of risk management and control, supported by effective processes in alignment with risk appetite.

• This role reports to the Senior Manager

Job Requirements

• Minimum 7 years of work experience in Second or Third Line (AML, Compliance, Audit, or Risk) functions.

• Strong communication skills to establish and build positive relationships across teams and functions.

• Superior writing skills with the ability to draft executive and senior management level reports.

• Superior skills in utilizing the Microsoft Office suite for Risk Dashboards and senior level reports.

• Ability to handle confidential information with discretion while paying high attention to details.

• Ability to analyze, organize and prioritize work while meeting multiple deadlines.

• Ability to translate objectives into work plan and activities, proactive and independent.

• Strong critical thinking and problem-solving skills.

• Strong organizational and/or industry knowledge with a proven ability to work effectively in a cross-functional environment.

Education and Accreditation

• Advanced degree, professional accreditation, and/or 7+ years relevant industry experience

• Good understanding of Wealth & Insurance businesses and processes is an asset.

Who We Are:

TD is one of the world's leading global financial institutions and is the fifth largest bank in North America by branches/stores. Every day, we deliver legendary customer experiences to over 27 million households and businesses in Canada, the United States and around the world. More than 95,000 TD colleagues bring their skills, talent, and creativity to the Bank, those we serve, and the economies we support. We are guided by our vision to Be the Better Bank and our purpose to enrich the lives of our customers, communities and colleagues.

TD is deeply committed to being a leader in customer experience, that is why we believe that all colleagues, no matter where they work, are customer facing. As we build our business and deliver on our strategy, we are innovating to enhance the customer experience and build capabilities to shape the future of banking. Whether you've got years of banking experience or are just starting your career in financial services, we can help you realize your potential. Through regular leadership and development conversations to mentorship and training programs, we're here to support you towards your goals. As an organization, we keep growing - and so will you.

Our Total Rewards Package
Our Total Rewards package reflects the investments we make in our colleagues to help them and their families achieve their financial, physical, and mental well-being goals. Total Rewards at TD includes a base salary, variable compensation, and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off, banking benefits and discounts, career development, and reward and recognition programs. Learn more

Additional Information:
We're delighted that you're considering building a career with TD. Through regular development conversations, training programs, and a competitive benefits plan, we're committed to providing the support our colleagues need to thrive both at work and at home.

Please be advised that this job opportunity is subject to provincial regulation for employment purposes. It is imperative to acknowledge that each province or territory within the jurisdiction of Canada may have its own set of regulations, requirements.

Colleague Development
If you're interested in a specific career path or are looking to build certain skills, we want to help you succeed. You'll have regular career, development, and performance conversations with your manager, as well as access to an online learning platform and a variety of mentoring programs to help you unlock future opportunities. Whether you have a passion for helping customers and want to expand your experience, or you want to coach and inspire your colleagues, there are many different career paths within our organization at TD - and we're committed to helping you identify opportunities that support your goals.

Training & Onboarding
We will provide training and onboarding sessions to ensure that you've got everything you need to succeed in your new role.

Interview Process
We'll reach out to candidates of interest to schedule an interview. We do our best to communicate outcomes to all applicants by email or phone call.

Accommodation
Your accessibility is important to us. Please let us know if you'd like accommodations (including accessible meeting rooms, captioning for virtual interviews, etc.) to help us remove barriers so that you can participate throughout the interview process.

We look forward to hearing from you!

Language Requirement (Quebec only):
Sans Objet