40 jobs for "Regulatory Compliance Officer"

Regulatory Compliance Officer

At Adyen - Tokyo

Posted on Oct 13

View job Apply on company site

United Arab Emirates, AML Onboarding - Vice President

At iCapital - Abu Dhabi

Posted on Nov 4

View job Apply on company site

Compliance Officer, Surveillance

At TD Bank - New York

Posted on Oct 20

View job Apply on company site

Trust Real Estate Advisor III - Oil & Gas

At PNC Financial Services Group - Houston

Posted on Oct 31

View job Apply on company site

Senior Manager, Business Compliance Oversight - TD Asset Management

At TD Bank - Toronto

Posted on Nov 4

View job Apply on company site

Director, Institutional Compliance

At BlackRock - San Francisco

Posted on Oct 24

View job Apply on company site

Special Security Officer

At Leidos - Hampton

Posted on Oct 28

View job Apply on company site

VP Medical Director

At Northwestern Mutual – Corporate Careers - Remote / Flexible

Posted on Nov 2

View job Apply on company site

AML Compliance Officer Customer Risk

At Adyen - Amsterdam

Posted on Nov 7

View job Apply on company site

Senior Tech & Security Regulatory Officer

At Adyen - Bengaluru

Posted on Nov 3

View job Apply on company site

Senior Compliance Officer-Branch Inspections

At TD Bank - New York

Posted on Oct 30

View job Apply on company site

Trust Real Estate Advisor III - Oil & Gas

At PNC Financial Services Group - Dallas

Posted on Oct 31

View job Apply on company site

Trust Real Estate Advisor III - Oil & Gas

At PNC Financial Services Group - San Antonio

Posted on Oct 12

View job Apply on company site

Regulatory Reporting - Vice President

At iCapital - New York

Posted on Oct 22

View job Apply on company site

Regulatory Reporting - Vice President

At iCapital - Greenwich

Posted on Oct 22

View job Apply on company site

AML Compliance Officer Financial Products

At Adyen - Amsterdam

Posted on Oct 29

View job Apply on company site

Trust Real Estate Advisor III - Oil & Gas

At PNC Financial Services Group - Fort Worth

Posted on Oct 12

View job Apply on company site

ETF and 1940 Act Registered Funds Compliance Officer - Assistant Vice President

At iCapital - Greenwich

Posted on Oct 22

View job Apply on company site

ETF and 1940 Act Registered Funds Compliance Officer - Assistant Vice President

At iCapital - New York

Posted on Oct 22

View job Apply on company site

ETF and 1940 Act Registered Funds Compliance Officer - Vice President

At iCapital - Greenwich

Posted on Oct 21

View job Apply on company site

iCapital

United Arab Emirates, AML Onboarding - Vice President

Abu Dhabi, United Arab EmiratesPosted 6 days ago

Apply on company site View full job

Why you should apply for a job to iCapital:

Ranked as one of the Best Companies with Top Rated Management in 2024
4.5/5 in overall job satisfaction
4.7/5 in supportive management
96% say women are treated fairly and equally to men
100% would recommend this company to other women
70% say the CEO supports gender diversity

Ratings are based on anonymous reviews by Fairygodboss members. See all reviews ›

About the Role

iCapital is looking for a VP, Compliance Officer and Money Laundering Reporting Officer (MLRO), to join its Regulatory and Compliance team to oversee the firm's Anti-Money Laundering (AML), Counter-Terrorist Financing (CTF) and Counter-Proliferation Financing (CPF) framework in the United Arab Emirates. The VP, MLRO will serve as a financial crime compliance leader responsible for establishing and maintaining an effective, risk-based AML program aligned with iCapital's UAE activities.

Responsibilities

Oversee the UAE AML/CFT/CPF compliance framework and ensure alignment with applicable UAE laws, regulations, and global standards.
Act as primary contact for applicable UAE regulators and the UAE Financial Intelligence Unit.
Oversee the investigation, escalation and reporting of suspicious activity in association with relevant investigations.
Monitor regulatory developments and lead implementation of enhancements to the firm UAE framework.
Review EMEA distributor agreements to ensure compliance with UAE requirements.
Serve as the primary AML contact with the iCapital Middle East Client Solutions team.

Qualifications

10-15+ years of alternatives experience, preferably with private funds and registered investment advisor experience in the UAE and Middle East
Experience in fund structuring and formation, reviewing governing documents for alternative and registered funds.
AML/KYC expertise of regulatory requirements for private fund investors and distributors in EMEA
Excellent verbal communication skills and strong ability for personal interaction.
Professionalism both client-facing and internally.
Thrives in a fast-paced environment with a continuous learning mindset.
Self-motivated with robust project management and process development skills
JD a plus, but not required

We believe the best ideas and innovation happen when we are together. Employees in this role will work in the office four days, with the flexibility to work remotely on Friday.

For additional information on iCapital, please visit https://www.icapital.com/about-us Twitter: @icapitalnetwork | LinkedIn: https://www.linkedin.com/company/icapital-network-inc | Awards Disclaimer: https://www.icapitalnetwork.com/about-us/recognition/

iCapital is proud to be an Equal Employment Opportunity and Affirmative Action employer. We do not discriminate based upon race, religion, color, national origin, gender, sexual orientation, gender identity, age, status as a protected veteran, status as an individual with a disability, or other applicable legally protected characteristics.

About iCapital

iCapital Network is a dynamic firm that is changing the alternative investments landscape through proprietary technology.

Size: 1,001-5,000 employees
Industry: Financial Services

View company profile