170 jobs for "Regulatory and Compliance - Associate"

Associate, Regulatory Reporting and Compliance

At BlackRock - Mumbai

Posted on Oct 30

View job Apply on company site

Regulatory and Compliance, AML - Associate

At iCapital - New York

Posted on Oct 16

View job Apply on company site

Regulatory and Compliance, Subscription Document Review - Associate

At iCapital - New York

Posted on Sep 15

View job Apply on company site

Regulatory and Compliance - Associate

At iCapital - New York

Posted on Aug 19

View job Apply on company site

Regulatory and Compliance - Associate

At iCapital - Greenwich

Posted on Aug 5

View job Apply on company site

Regulatory and Compliance - Associate

At iCapital - Toronto

Posted on Jun 4

View job Apply on company site

Regulatory and Compliance - Associate

At iCapital - Toronto

Posted on Jun 3

View job Apply on company site

Regulatory and Compliance, AML - Associate

At iCapital - New York

Posted on Oct 17

View job Apply on company site

Regulatory and Compliance, Subscription Document Review - Associate

At iCapital - New York

Posted on Sep 16

View job Apply on company site

Regulatory and Compliance - Associate

At iCapital - New York

Posted on Aug 20

View job Apply on company site

Regulatory and Compliance - Associate

At iCapital - Greenwich

Posted on Aug 6

View job Apply on company site

IT System Administrator

At Genmab - Ballerup

Posted on Oct 22

View job Apply on company site

Associate Manager, Regulatory Infrastructure & Quality Control

At Altria Group, Inc. - Richmond

Posted on Nov 4

View job Apply on company site

Associate, Corporate Paralegal - Global Infrastructure Partners (GIP)

At BlackRock - New York

Posted on Nov 5

View job Apply on company site

Engineering Drafter

At Leidos - College Park

Posted on Oct 29

View job Apply on company site

VP - IHC Regulatory Reporting

At TD Bank - New York

Posted on Nov 6

View job Apply on company site

SF Risk - Policy - Senior Associate

At Fannie Mae - Remote / Flexible

Posted on Nov 6

View job Apply on company site

Senior CDD Risk Analyst, Direct Customer Onboarding

At Adyen - Chicago; San Francisco · San Francisco

Posted on Nov 5

View job Apply on company site

Compliance Manager

At Capital Group

Posted on Oct 30

View job Apply on company site

Facilities Associate IV- Engineering

At Cummins - Fletcher

Posted on Oct 12

View job Apply on company site

iCapital

Regulatory and Compliance - Associate

New York, NY$70,000 – $95,000Posted Aug 20, 2026

Apply on company site View full job

Why you should apply for a job to iCapital:

Ranked as one of the Best Companies with Top Rated Management in 2024
4.5/5 in overall job satisfaction
4.7/5 in supportive management
96% say women are treated fairly and equally to men
100% would recommend this company to other women
70% say the CEO supports gender diversity

Ratings are based on anonymous reviews by Fairygodboss members. See all reviews ›

About the Role

iCapital is looking for a Regulatory Reporting Associate to join the Regulatory and Compliance team. This individual will work closely with the Vice President of Regulatory Reporting and the Co-Chief Compliance Officers on a variety of compliance matters, most specifically those pertaining to regulatory reporting.

Responsibilities

• Liaise with relevant business teams to collect and aggregate data and prepare for submission various U.S. and international regulatory filings including, Form ADV, Form PF, BE-185, Form SLT, Form 45-106F1, and Regulation D and blue-sky filings.

• Develop, update, and implement procedures, as needed, to ensure robust processes for regulatory filings.

• Monitor and analyze industry-wide compliance initiatives and federal, state, and non-U.S. regulatory developments to determine how such developments may impact iCapital's activities and reporting requirements, as well as discuss such changes with senior management.

• Inform senior management of any material regulatory or operational changes.

• Collaborate with internal and external stakeholders to improve data quality, processes, operational readiness, scalability, and efficiency.

• Assist with ad-hoc compliance-related matters.

Qualifications

• 2-5 years of registered investment adviser experience, preferably in preparing regulatory filings

• Experience with alternative investments and understanding of compliance restrictions around private placements, including SEC filings for private funds

• Comfortable leading discussions and initiatives with senior internal and external stakeholders

• Able to manage multiple deadlines and projects

• Organized and detailed oriented with big picture capability

• Strong interpersonal and leadership skills

• Willingness to learn new topics and work in an evolving business environment

• Proficiency in Microsoft Excel and Microsoft Word and an aptitude to quickly pick up additional technologies

Benefits

The base salary range for this role is $ 70,000 to $ 95,000. iCapital offers a compensation package which includes salary, equity for all full-time employees, and an annual performance bonus. Employees also receive a comprehensive benefits package that includes an employer matched retirement plan, generously subsidized healthcare with 100% employer paid dental, vision, telemedicine, and virtual mental health counseling, parental leave, and unlimited paid time off (PTO).

We believe the best ideas and innovation happen when we are together. Employees in this role will work in the office Monday-Thursday, with the flexibility to work remotely on Friday.

For additional information on iCapital, please visit https://www.icapitalnetwork.com/about-us Twitter: @icapitalnetwork | LinkedIn: https://www.linkedin.com/company/icapital-network-inc | Awards Disclaimer: https://www.icapitalnetwork.com/about-us/recognition/

iCapital is proud to be an Equal Employment Opportunity and Affirmative Action employer. We do not discriminate based upon race, religion, color, national origin, gender, sexual orientation, gender identity, age, status as a protected veteran, status as an individual with a disability, or other applicable legally protected characteristics.

About iCapital

iCapital Network is a dynamic firm that is changing the alternative investments landscape through proprietary technology.

Size: 1,001-5,000 employees
Industry: Financial Services

View company profile